Key information

  1. Status: Approved for delivery
  2. Reference: ST0400
  3. Version: 1.1
  4. Level: 3
  5. Typical duration to gateway: 24 months
  6. Typical EPA period: 3 months
  7. Maximum funding: £22000
  8. Route: Transport and logistics
  9. Date updated: 27/11/2023
  10. Approved for delivery: 7 August 2018
  11. Lars code: 322
  12. EQA provider: Ofqual
  13. Example progression routes:
  14. Review:

    This apprenticeship standard will be reviewed after three years

Print apprenticeship summary

Apprenticeship summary

Overview of the role

Working on a wide variety of specialist vessels.

Occupation summary

This occupation is found in a wide range of specialist vessels, both commercial and military such as tugs, multi-purpose workboats, aquaculture and fast pilot boats. It also covers crew transfer vessels that take personnel out to vessels or installations offshore.

Small Commercial Vessels operate in varying marine environments such as construction of offshore wind farms, providing a range of services within a port or inland waterways, including surveys and towage. In addition, they may act as support vessels in major salvage operations and wreck removal.

Many employers are based around the coastal ports of the UK or by rivers and canals. They range from large organisations like the Royal Navy, through to small private operators offering specialist services.

 

The broad purpose of the occupation is to complete mission specific tasks that cannot be completed by land. They typically do this by navigating a specialist vessel to the site and then using the machinery and equipment on that vessel. They must be able to carry out all core tasks on board a vessel with minimal supervision, including but not limited to; communication, navigation and vessel handling, berthing, access & egress, towing operations, laying moorings, personnel transfers and cargo handling

Small Commercial Vessel Crewmembers usually work in teams of 2 or 3 people onboard, including the Master who is in overall charge. While some tasks can be completed within a day, some missions can instead involve vessels being at sea for weeks. This means crewmembers must work flexibly and take their turn to be in charge, for instance when the vessel Master is asleep.

A Small Commercial Vessel Crewmember must make key decisions on safety, security and navigation, sometimes in rapidly changing situations. Their work directly impacts the safety of all those onboard and also impacts protection of the marine environment. A Small Commercial Vessel Crewmember can expect their working patterns to vary considerably, depending on the mission. Some might normally work day shifts. However, this occupation can include working at any time of day or night and in all weathers. Lengthy operations at sea are potentially followed by a similar length of leave.

 

In their daily work, an employee in this occupation interacts with the Master of the vessel, who they report to, and other crew members.  They may also interact with other professionals, such as passengers they are transferring, or seafarers on board other vessels. A Small Commercial Vessel Crewmember interacts with colleagues ashore, alongside, and on fixed structures at sea (e.g. oil platforms). This could include engineers, port and navigational authorities, Coastguard Officers and other Search and Rescue professionals. As well as interacting in person, it’s common for a lot of communication to involve UHF or VHF radio, mobile phones, and onboard IT systems.

 

An employee in this occupation will be responsible for following the instruction of the Master of the vessel, and discharging their duties on the vessel compliantly by following regulations.

They are also responsible for their vessel whenever they are navigating, mooring/anchoring, steering or keeping watch. They must use bridge equipment to check the vessel position. They must manoeuvre a vessel, bring it alongside, and handle mooring ropes to secure the vessel. They must use equipment like winches correctly (if provided). They must guide on safe transfer of personnel from and to their vessel.

They are also responsible for fulfilling mission specific tasks, by correctly using specialist equipment and machinery onboard the vessel (e.g., when handling cargo, they must assist in slinging of loads, crane operations and securing cargo on board).

The Small Commercial Vessel Crewmember must also take appropriate action and respond during emergencies to ensure the safety of the vessel and those working on board. When needed, they must provide emergency first aid. Working together in a very small team to meet mission objectives is a key feature of this occupation.

Typical job titles include:

Rating Seafarer Workboat crew member

Duties

  • Duty 1 Follow the instructions of the Master and work compliantly with regulations.
  • Duty 2 Ensure their responsibilities under the Companies Safety Management Systems (SMS) are being complied with, including liaising and communicating with others to ensure the safe working of the vessel
  • Duty 3 Follow the instructions of the Master, to ensure good housekeeping, cleanliness and hygiene on board
  • Duty 4 Take charge of the vessel should, in an emergency, the Master become incapacitated, following the appropriate contingency plan
  • Duty 5 Assist in preparing a vessel for sea, including pre-departure checks.
  • Duty 6 Operate, check and maintain onboard machinery and equipment. Make simple running and emergency repairs while at sea
  • Duty 7 Manage the deck during mooring or anchoring operations
  • Duty 8 Be able to contribute to a safe navigational watch, determining the vessel’s location using bridge equipment; navigating and steering a vessel as per the passage plan
  • Duty 9 Ensure sufficient supplies of water, food, and consumables are onboard for the passage
  • Duty 10 Manage the safety of those onboard the vessel, promoting a safe working environment
  • Duty 11 Respond to emergencies on board ship as per the vessel contingency plan
  • Duty 12 Use specialist machinery and equipment to perform operational tasks appropriate to the vessel
  • Duty 13 Create, maintain and enhance productive working relations on board (Refer to Personal Safety and Social Responsibilities)

Apprenticeship summary

ST0400, small commercial vessel crewmember level 3

This is a summary of the key things that you – the apprentice and your employer need to know about your end-point assessment (EPA). You and your employer should read the EPA plan for the full details. It has information on assessment method requirements, roles and responsibilities, and re-sits and re-takes.

What is an end-point assessment and why it happens

An EPA is an assessment at the end of your apprenticeship. It will assess you against the knowledge, skills, and behaviours (KSBs) in the occupational standard. Your training will cover the KSBs. The EPA is your opportunity to show an independent assessor how well you can carry out the occupation you have been trained for.

Your employer will choose an end-point assessment organisation (EPAO) to deliver the EPA. Your employer and training provider should tell you what to expect and how to prepare for your EPA.

The length of the training for this apprenticeship is typically 24 months. The EPA period is typically 3 months.

The overall grades available for this apprenticeship are:

  • fail
  • pass
  • distinction

When you pass the EPA, you will be awarded your apprenticeship certificate.

EPA gateway

The EPA gateway is when the EPAO checks and confirms that you have met any requirements required before you start the EPA. You will only enter the gateway when your employer says you are ready.

The gateway requirements for your EPA are:

  • achieved English and mathematics qualifications in line with the apprenticeship funding rules
  • for the interview underpinned by a training record book, you must submit a training record book

  • passed any other qualifications listed in the occupational standard

For the small commercial vessel crewmember, the qualification required is:

STCW Personal Survival Techniques

STCW Firefighting and Fire Prevention

STCW Emergency First Aid

STCW Personal Safety and Social Responsibilities

STCW Proficiency in Designated Security Duties

MCA Small Ships Navigation and Radar or SQA Use of Radar for Safe Navigation and Collision Avoidance on Domestic and Code Vessels

SQA Operate Non-ECDIS Marine Electronic Chart Systems

MCA Stability Course

MCA Approved Engine Course (AEC) 1

MCA Approved Engine Course (AEC) 2

MCA Compliant L2 Food Handling

RYA Yachtmaster Coastal or Offshore Certificate of Competence Theory

RYA Yachtmaster Coastal or Offshore Certificate of Competence Practical

RYA or MCA GMDSS Short Range Communications Certificate

RYA Professional Practices and Responsibilities and RYA Commercial Endorsement

Manual Handling

Marine Hydraulic Loader Crane Operators Certificate

Slinger and Signallers Certificate

Level 2 Diploma in Maritime Studies: Workboats

Assessment methods


Practical demonstration with questions

You will be observed by an independent assessor completing a set of tasks. It will last 2 hours. They will ask you at least 3 questions.


Interview underpinned by a training record book

You will have an interview with an independent assessor. It will last at least 60 minutes. They will ask you at least 6 questions. The questions will be about certain aspects of your occupation. You need to compile a training record book before the EPA gateway. You can use it to help answer the questions.

The EPAO will confirm where and when each assessment method will take place.

Who to contact for help or more information

You should speak to your employer if you have a query that relates to your job.

You should speak to your training provider if you have any questions about your training or EPA before it starts.

You should receive detailed information and support from the EPAO before the EPA starts. You should speak to them if you have any questions about your EPA once it has started.


Reasonable adjustments

If you have a disability, a physical or mental health condition or other special considerations, you may be able to have a reasonable adjustment that takes this into account. You should speak to your employer, training provider and EPAO and ask them what support you can get. The EPAO will decide if an adjustment is appropriate.

Print occupational standard

Details of the occupational standard

Occupation summary

This occupation is found in a wide range of specialist vessels, both commercial and military such as tugs, multi-purpose workboats, aquaculture and fast pilot boats. It also covers crew transfer vessels that take personnel out to vessels or installations offshore.

Small Commercial Vessels operate in varying marine environments such as construction of offshore wind farms, providing a range of services within a port or inland waterways, including surveys and towage. In addition, they may act as support vessels in major salvage operations and wreck removal.

Many employers are based around the coastal ports of the UK or by rivers and canals. They range from large organisations like the Royal Navy, through to small private operators offering specialist services.

 

The broad purpose of the occupation is to complete mission specific tasks that cannot be completed by land. They typically do this by navigating a specialist vessel to the site and then using the machinery and equipment on that vessel. They must be able to carry out all core tasks on board a vessel with minimal supervision, including but not limited to; communication, navigation and vessel handling, berthing, access & egress, towing operations, laying moorings, personnel transfers and cargo handling

Small Commercial Vessel Crewmembers usually work in teams of 2 or 3 people onboard, including the Master who is in overall charge. While some tasks can be completed within a day, some missions can instead involve vessels being at sea for weeks. This means crewmembers must work flexibly and take their turn to be in charge, for instance when the vessel Master is asleep.

A Small Commercial Vessel Crewmember must make key decisions on safety, security and navigation, sometimes in rapidly changing situations. Their work directly impacts the safety of all those onboard and also impacts protection of the marine environment. A Small Commercial Vessel Crewmember can expect their working patterns to vary considerably, depending on the mission. Some might normally work day shifts. However, this occupation can include working at any time of day or night and in all weathers. Lengthy operations at sea are potentially followed by a similar length of leave.

 

In their daily work, an employee in this occupation interacts with the Master of the vessel, who they report to, and other crew members.  They may also interact with other professionals, such as passengers they are transferring, or seafarers on board other vessels. A Small Commercial Vessel Crewmember interacts with colleagues ashore, alongside, and on fixed structures at sea (e.g. oil platforms). This could include engineers, port and navigational authorities, Coastguard Officers and other Search and Rescue professionals. As well as interacting in person, it’s common for a lot of communication to involve UHF or VHF radio, mobile phones, and onboard IT systems.

 

An employee in this occupation will be responsible for following the instruction of the Master of the vessel, and discharging their duties on the vessel compliantly by following regulations.

They are also responsible for their vessel whenever they are navigating, mooring/anchoring, steering or keeping watch. They must use bridge equipment to check the vessel position. They must manoeuvre a vessel, bring it alongside, and handle mooring ropes to secure the vessel. They must use equipment like winches correctly (if provided). They must guide on safe transfer of personnel from and to their vessel.

They are also responsible for fulfilling mission specific tasks, by correctly using specialist equipment and machinery onboard the vessel (e.g., when handling cargo, they must assist in slinging of loads, crane operations and securing cargo on board).

The Small Commercial Vessel Crewmember must also take appropriate action and respond during emergencies to ensure the safety of the vessel and those working on board. When needed, they must provide emergency first aid. Working together in a very small team to meet mission objectives is a key feature of this occupation.

Typical job titles include:

Rating Seafarer Workboat crew member

Occupation duties

Duty KSBs

Duty 1 Follow the instructions of the Master and work compliantly with regulations.

K1 K2 K3 K4 K5 K6 K7 K8 K9 K10 K11 K12 K13 K14 K15 K16 K17 K18 K19 K20 K21 K22 K23 K24 K25 K26 K27 K28 K29 K30 K36 K41

S1 S2 S3 S4 S5 S6 S7 S8 S9 S10 S12 S13 S14 S15 S16 S17 S18 S19 S20 S24 S25 S26 S27 S29 S30 S31

B1 B2 B3 B4 B5 B6

Duty 2 Ensure their responsibilities under the Companies Safety Management Systems (SMS) are being complied with, including liaising and communicating with others to ensure the safe working of the vessel

K1 K2 K3 K4 K5 K6 K7 K9 K10 K11 K12 K13 K14 K16 K17 K18 K19 K20 K21 K22 K23 K24 K25 K26 K27 K28 K29 K30 K31 K33 K34 K35 K40 K41

S1 S2 S3 S4 S5 S6 S7 S8 S9 S10 S12 S13 S14 S15 S16 S17 S18 S19 S20 S23 S25 S28 S29

B1 B2 B3 B4 B5

Duty 3 Follow the instructions of the Master, to ensure good housekeeping, cleanliness and hygiene on board

K1 K2 K3 K4 K5 K6 K7 K9 K10 K12 K16 K17 K18 K19 K20 K22 K30

S1 S2 S4 S9 S10 S12 S13 S14 S15 S16 S17 S18

B1 B2 B3 B4 B5

Duty 4 Take charge of the vessel should, in an emergency, the Master become incapacitated, following the appropriate contingency plan

K1 K2 K3 K4 K5 K6 K7 K8 K9 K10 K11 K12 K13 K14 K15 K16 K17 K18 K19 K20 K21 K22 K23 K24 K25 K26 K27 K28 K29 K30 K31 K41

S1 S2 S3 S4 S5 S6 S7 S8 S9 S10 S11 S12 S13 S14 S15 S16 S17 S18 S19 S20 S22

B1 B2 B3 B4 B5

Duty 5 Assist in preparing a vessel for sea, including pre-departure checks.

K1 K2 K3 K4 K5 K6 K7 K9 K10 K11 K12 K13 K14 K15 K16 K17 K18 K19 K20 K21 K22 K23 K24 K25 K26 K27 K28 K29 K30 K41

S1 S2 S3 S4 S5 S6 S7 S8 S9 S10 S12 S13 S14 S15 S16 S17 S18 S19 S22

B1 B2 B3 B4 B5

Duty 6 Operate, check and maintain onboard machinery and equipment. Make simple running and emergency repairs while at sea

K1 K12 K13 K16 K17 K19 K20 K22 K24 K30 K37

S2 S4 S7 S9 S10 S12 S13 S14 S15 S16 S22

B1 B2 B3 B4 B5

Duty 7 Manage the deck during mooring or anchoring operations

K1 K5 K6 K14 K16 K17 K19 K20 K30

S1 S2 S3 S4 S5 S9 S10 S12 S13 S14 S16 S18

B1 B2 B3 B4 B5

Duty 8 Be able to contribute to a safe navigational watch, determining the vessel’s location using bridge equipment; navigating and steering a vessel as per the passage plan

K1 K11 K14 K20 K21 K24 K26 K27 K28 K29 K30 K41

S3 S7 S8 S11 S18 S19 S20 S31

B1 B2 B3 B4 B5

Duty 9 Ensure sufficient supplies of water, food, and consumables are onboard for the passage

K1 K2 K3 K4 K6 K7 K8 K9 K10 K14 K16 K18 K19 K22 K24 K30

S1 S3 S5 S16 S17 S18 S19

B1 B2 B3 B4 B5

Duty 10 Manage the safety of those onboard the vessel, promoting a safe working environment

K1 K2 K3 K4 K5 K6 K7 K9 K10 K11 K12 K13 K14 K15 K16 K17 K18 K19 K20 K21 K22 K23 K24 K26 K27 K28 K29 K30 K40 K41

S1 S2 S3 S4 S5 S6 S7 S8 S9 S10 S12 S13 S14 S15 S16 S17 S18 S19 S20 S22 S30

B1 B2 B3 B4 B5

Duty 11 Respond to emergencies on board ship as per the vessel contingency plan

K1 K2 K3 K4 K5 K6 K7 K9 K10 K11 K12 K13 K14 K15 K16 K17 K19 K20 K21 K24 K26 K27 K28 K29 K30 K40 K41

S2 S3 S4 S5 S6 S7 S8 S9 S10 S11 S12 S13 S14 S15 S16 S18 S19 S20

B1 B2 B3 B4 B5

Duty 12 Use specialist machinery and equipment to perform operational tasks appropriate to the vessel

K1 K2 K3 K4 K5 K6 K7 K9 K10 K11 K12 K13 K14 K16 K17 K19 K20 K21 K22 K24 K26 K27 K28 K29 K30 K41

S2 S3 S7 S9 S10 S11 S12 S13 S14 S18 S19 S21

B1 B2 B3 B4 B5

Duty 13 Create, maintain and enhance productive working relations on board (Refer to Personal Safety and Social Responsibilities)

K1 K2 K3 K4 K5 K6 K7 K9 K10 K11 K12 K13 K14 K15 K16 K17 K18 K19 K20 K21 K22 K23 K24 K26 K27 K28 K29 K30 K32 K34 K38 K39 K41

S1 S2 S3 S4 S5 S6 S7 S8 S9 S10 S12 S13 S14 S15 S16 S17 S18 S19 S20 S24 S32

B1 B2 B3 B4 B5 B6

KSBs

Knowledge

K1: Operating procedures for the equipment that is used on vessels, for example main engines, pumps and winches. Back to Duty

K2: Procedures when providing support to diving operations. Back to Duty

K3: The principles of salvage work. Back to Duty

K4: Methods for laying and recovering moorings. Back to Duty

K5: Anchor handling methods. Back to Duty

K6: The different ways in which vessels contribute to construction work at sea. Back to Duty

K7: Transfer of personnel and equipment: ship to ship, ship to shore, use of vessels, crew responsibilities. Back to Duty

K8: Ship manoeuvring: steering systems and their functions, avoiding and navigating locks, docks and bridges. Back to Duty

K9: Guard and survey duty procedures. Back to Duty

K10: How vessels support aquaculture. Back to Duty

K11: Radio communication methods and their application. Back to Duty

K12: Setting up and recovery of a towline, including all components (wire, shackles, swivel, delta plate, stretcher, bridles). Back to Duty

K13: The Minimum Breaking Load that applies to a towing set. Back to Duty

K14: Emergency procedures, applicable to vessel environments and locations. Back to Duty

K15: Survival techniques in water, including the use of LSA and PPE, for example, lifejacket usage, boarding survival craft, operate location devices. Back to Duty

K16: Operation of survival equipment carried on vessels, for example, retrieval equipment. Back to Duty

K17: Techniques for safe working practices across small commercial vessel operations. For example, crane operations, international signalling system. Back to Duty

K18: Hygiene procedures for the safe preparation of meals on board. Back to Duty

K19: Statutory and industry regulations for safe working on board a vessel, for example, The Workboat Code, International Regulations for the Prevention of Collisions at Sea. Back to Duty

K20: The impact of external forces on a vessel such as sea state, swell and wind. Back to Duty

K21: The basic stability of a vessel and the factors which may affect it, for example, distribution of cargo and fuel. Back to Duty

K22: Maintenance techniques for vessel equipment. Back to Duty

K23: The security regulations and processes of challenge and identification checks for any person boarding a vessel. Back to Duty

K24: Information technology and digital systems for example computer based recording systems and navigation equipment. GDPR and cyber security regulations. Back to Duty

K25: Paper chart work and tidal navigation techniques. Back to Duty

K26: Radar use for position monitoring and collision avoidance techniques. Back to Duty

K27: Electronic chart use for position monitoring. Back to Duty

K28: Principles and use of weather forecast and general terms. Back to Duty

K29: Code vessel paperwork to ensure regulatory compliance. Back to Duty

K30: Own responsibilities under the organisational safety management system (SMS). Back to Duty

K31: Maintenance of survival equipment carried on vessels, for example, retrieval equipment. Back to Duty

K32: Principles of equity, diversity, and inclusion in the workplace. Unconscious bias. Back to Duty

K33: Emergency first aid techniques and procedures. Back to Duty

K34: The signs of fatigue in themselves and others and how to recognise them. Back to Duty

K35: Documentation: methods and requirements - electronic and paper. Back to Duty

K36: Environmental and sustainability regulations and guidance. Environmental hazards that can arise from small commercial vessel operations. Back to Duty

K37: Loading and unloading cargo and equipment using a deck crane. Back to Duty

K38: Verbal communication techniques and maritime terminology. Back to Duty

K39: Principles of team working. Back to Duty

K40: Fire fighting equipment (FFE) carried on vessels, for example, manual and mechanical fire pumps, the use of fixed fire systems, and fire alarms. Back to Duty

K41: Capabilities techniques for keeping a safe navigational watch. Back to Duty

Skills

S1: Operate vessel equipment including main engines, pumps, emergency equipment and winches. Back to Duty

S2: Support the safety of those on board, for example, passengers, technicians and other crew. Back to Duty

S3: Maintain a vessel's weather and watertight integrity and take necessary action if breached. Back to Duty

S4: Operate life saving appliances (LSA) and firefighting equipment (FFE). Back to Duty

S5: Administer emergency first aid. Back to Duty

S6: Coordinate a response to an emergency situation. Back to Duty

S7: Steer a vessel in different marine environments, for example, maintain and alter course when required to do so, taking into account local environment and conditions. Back to Duty

S8: Manoeuvre a vessel to enable recovery of "man overboard" and the safe boarding of emergency services and authorities. Back to Duty

S9: Load and unload cargo and equipment using deck cranes, for example, the correct slinging of loads, use of international signalling methods and correct stowage of dangerous goods. Back to Duty

S10: Anchor a vessel. Back to Duty

S11: Communicate with others verbally using maritime terminology for example, colleagues and stakeholders. Back to Duty

S12: Perform deck operations as appropriate to the vessel type, and on board equipment, for example, plough dredging, survey activities, setting up a tow, recovery of towline in adverse weather conditions, transfer of personnel and equipment. Back to Duty

S13: Contribute to maintaining vessel equipment including main engines, pumps, emergency equipment and winches Back to Duty

S14: Respond to emergency situations, for example, deploying life rafts, deploying man overboard equipment, using emergency towlines. Back to Duty

S15: Undertake running and emergency repairs. Back to Duty

S16: Create a safe means to board and disembark from a vessel. Back to Duty

S17: Recognise and respond to the signs of fatigue in self and others. Back to Duty

S18: Prepare food on board. Back to Duty

S19: Use information and digital technology. Comply with GDPR and cyber security regulations. Back to Duty

S20: Keep a safe navigational watch Back to Duty

S21: Use vessel radio equipment. Back to Duty

S22: Maintain lifesaving appliances (LSA) and firefighting equipment (FFE) Back to Duty

S23: Follow safe working practices. Back to Duty

S24: Apply equity, diversity and inclusion policies. Back to Duty

S25: Complete security checks for persons boarding a vessel Back to Duty

S26: Moor a vessel. Back to Duty

S27: Unmoor a vessel. Back to Duty

S28: Follow safe working practices under the organisational safety management system (SMS) Back to Duty

S29: Record or enter information - electronic or paper based, for example, risk assessments, equipment service records, handover documents and manufacturers' documentation, work sheets, checklists. Back to Duty

S30: Follow procedures in line with environmental and sustainability regulations, standards, and guidance. Segregate resources for reuse, recycling and disposal. Back to Duty

S31: Use electronic navigational charts to fix the vessels position. Back to Duty

S32: Apply team working principles Back to Duty

Behaviours

B1: Prioritise health and safety. Back to Duty

B2: Flexible in dealing with new and changing situations. Back to Duty

B3: Team-focus to meet work goals. Back to Duty

B4: Consideration and respectful of others, including, those who need to sleep whilst others are awake. Back to Duty

B5: Actively protects the marine environment from pollution Back to Duty

B6: Act ethically Back to Duty

Qualifications

English and Maths

Apprentices without level 2 English and maths will need to achieve this level prior to taking the End-Point Assessment. For those with an education, health and care plan or a legacy statement, the apprenticeship’s English and maths minimum requirement is Entry Level 3. A British Sign Language (BSL) qualification is an alternative to the English qualification for those whose primary language is BSL.

Other mandatory qualifications

STCW Personal Survival Techniques

Level: 2

STCW Firefighting and Fire Prevention

Level: 2

STCW Emergency First Aid

Level: 2

STCW Personal Safety and Social Responsibilities

Level: 2

STCW Proficiency in Designated Security Duties

Level: 2

MCA Small Ships Navigation and Radar or SQA Use of Radar for Safe Navigation and Collision Avoidance on Domestic and Code Vessels

Level: 2

SQA Operate Non-ECDIS Marine Electronic Chart Systems

Level: 2

MCA Stability Course

Level: 2

MCA Approved Engine Course (AEC) 1

Level: 2

MCA Approved Engine Course (AEC) 2

Level: 2

MCA Compliant L2 Food Handling

Level: 2

RYA Yachtmaster Coastal or Offshore Certificate of Competence Theory

Level: 2

RYA Yachtmaster Coastal or Offshore Certificate of Competence Practical

Level: 2

RYA or MCA GMDSS Short Range Communications Certificate

Level: 2

RYA Professional Practices and Responsibilities and RYA Commercial Endorsement

Level: 2

Manual Handling

Level: 2

Marine Hydraulic Loader Crane Operators Certificate

Level: 2

Slinger and Signallers Certificate

Level: 2

Level 2 Diploma in Maritime Studies: Workboats

Level: 2

Ofqual regulated

Units to be completed:1. FA5M 54 Maritime Employment,Environmental and Health and Safety Practice2. FA69 54 Maritime Sector Overview3. FA60 54Vessel Ropework, Anchoring and Mooring Operations4. FA61 54 Securing a Vessel forPassage5. FA62 54 Vessel Construction and Stability6. H49Y 54 Contribute to WorkboatOperations7. FA5N 54 Survival in the Water During Maritime Emergencies8. FA5T 54 VesselFire Prevention and Firefighting (STCW)9. FA5R 54 Emergency First Aid in Response toMaritime Accidents or Medical Emergencies10. FA68 54 Communicate Using Equipment andVisual Means11. FN04 62 Basic Navigational Watchkeeping12. FF2D 57 Control Operation ofSurvival Craft and Rescue Boats

Print EPA plan

End-point assessment plan

V1.1

Introduction and overview

This document explains the requirements for end-point assessment (EPA) for the small commercial vessel crewmember apprenticeship. End-point assessment organisations (EPAOs) must follow this when designing and delivering the EPA.

Small commercial vessel crewmember apprentices, their employers and training providers should read this document.

A full-time small commercial vessel crewmember apprentice typically spends 24 months on-programme (this means in training before the gateway). The apprentice must spend at least 12 months on-programme and complete the required amount of off-the-job training in line with the apprenticeship funding rules.

The apprentice must complete their training and meet the gateway requirements before starting their EPA. The EPA will assess occupational competence.

An approved EPAO must conduct the EPA for this apprenticeship. Employers must select an approved EPAO from the register of end-point assessment organisations (RoEPAO).

This EPA has 2 assessment methods.

The grades available for each assessment method are below.

Assessment method 1 - practical demonstration with questions:

  • fail

  • pass

Assessment method 2 - interview underpinned by a training record book:

  • fail

  • pass

  • distinction

The result from each assessment method is combined to decide the overall apprenticeship grade. The following grades are available for the apprenticeship:

  • fail

  • pass

  • distinction

EPA summary table

On-programme - typically 24 months

The apprentice must:

  • complete training to develop the knowledge, skills and behaviours (KSBs) outlined in this apprenticeship’s standard
  • complete training towards English and mathematics qualifications in line with the apprenticeship funding rules

  • compile a training record book

  • complete training towards the qualification listed in the small commercial vessel crewmember apprenticeship standard

The qualifications required are:

STCW Personal Survival Techniques

STCW Firefighting and Fire Prevention

STCW Emergency First Aid

STCW Personal Safety and Social Responsibilities

STCW Proficiency in Designated Security Duties

MCA Small Ships Navigation and Radar or SQA Use of Radar for Safe Navigation and Collision Avoidance on Domestic and Code Vessels

SQA Operate Non-ECDIS Marine Electronic Chart Systems

MCA Stability Course

MCA Approved Engine Course (AEC) 1

MCA Approved Engine Course (AEC) 2

MCA Compliant L2 Food Handling

RYA Yachtmaster Coastal or Offshore Certificate of Competence Theory

RYA Yachtmaster Coastal or Offshore Certificate of Competence Practical

RYA or MCA GMDSS Short Range Communications Certificate

RYA Professional Practices and Responsibilities and RYA Commercial Endorsement

Manual Handling

Marine Hydraulic Loader Crane Operators Certificate

Slinger and Signallers Certificate

Level 2 Diploma in Maritime Studies: Workboats

End-point assessment gateway

The apprentice’s employer must be content that the apprentice has attained sufficient KSBs to complete the apprenticeship.

The apprentice must:

  • confirm they are ready to take the EPA
  • have achieved English and mathematics qualifications in line with the apprenticeship funding rules

  • have passed STCW Personal Survival Techniques

  • have passed STCW Firefighting and Fire Prevention

  • have passed STCW Emergency First Aid

  • have passed STCW Personal Safety and Social Responsibilities

  • have passed STCW Proficiency in Designated Security Duties

  • have passed MCA Small Ships Navigation and Radar or SQA Use of Radar for Safe Navigation and Collision Avoidance on Domestic and Code Vessels

  • have passed SQA Operate Non-ECDIS Marine Electronic Chart Systems

  • have passed MCA Stability Course

  • have passed MCA Approved Engine Course (AEC) 1

  • have passed MCA Approved Engine Course (AEC) 2

  • have passed MCA Compliant L2 Food Handling

  • have passed RYA Yachtmaster Coastal or Offshore Certificate of Competence Theory

  • have passed RYA Yachtmaster Coastal or Offshore Certificate of Competence Practical

  • have passed RYA or MCA GMDSS Short Range Communications Certificate

  • have passed RYA Professional Practices and Responsibilities and RYA Commercial Endorsement

  • have passed Manual Handling

  • have passed Marine Hydraulic Loader Crane Operators Certificate

  • have passed Slinger and Signallers Certificate

  • have passed Level 2 Diploma in Maritime Studies: Workboats

For the interview underpinned by a training record book, the apprentice must submit a training record book.

The apprentice must submit the gateway evidence to their EPAO, including any organisation specific policies and procedures requested by the EPAO.

End-point assessment - typically 3 months

The grades available for each assessment method are below

Practical demonstration with questions:

  • fail

  • pass

Interview underpinned by a training record book:

  • fail

  • pass

  • distinction

Overall EPA and apprenticeship can be graded:

    • fail
    • pass
    • distinction

Re-sits and re-takes
  • Re-take and re-sit grade cap: pass
  • Re-sit timeframe: typically 6 months
  • Re-take timeframe: typically 6 months

Duration of end-point assessment period

The EPA is taken in the EPA period. The EPA period starts when the EPAO confirms the gateway requirements have been met and is typically 3 months.

The EPAO should confirm the gateway requirements have been met and start the EPA as quickly as possible.

EPA gateway

The apprentice’s employer must be content that the apprentice has attained sufficient KSBs to complete the apprenticeship. The employer may take advice from the apprentice's training provider, but the employer must make the decision. The apprentice will then enter the gateway.

The apprentice must meet the gateway requirements before starting their EPA.

They must:

  • confirm they are ready to take the EPA
  • have achieved English and mathematics qualifications in line with the apprenticeship funding rules

  • have passed STCW Personal Survival Techniques

  • have passed STCW Firefighting and Fire Prevention

  • have passed STCW Emergency First Aid

  • have passed STCW Personal Safety and Social Responsibilities

  • have passed STCW Proficiency in Designated Security Duties

  • have passed MCA Small Ships Navigation and Radar or SQA Use of Radar for Safe Navigation and Collision Avoidance on Domestic and Code Vessels

  • have passed SQA Operate Non-ECDIS Marine Electronic Chart Systems

  • have passed MCA Stability Course

  • have passed MCA Approved Engine Course (AEC) 1

  • have passed MCA Approved Engine Course (AEC) 2

  • have passed MCA Compliant L2 Food Handling

  • have passed RYA Yachtmaster Coastal or Offshore Certificate of Competence Theory

  • have passed RYA Yachtmaster Coastal or Offshore Certificate of Competence Practical

  • have passed RYA or MCA GMDSS Short Range Communications Certificate

  • have passed RYA Professional Practices and Responsibilities and RYA Commercial Endorsement

  • have passed Manual Handling

  • have passed Marine Hydraulic Loader Crane Operators Certificate

  • have passed Slinger and Signallers Certificate

  • have passed Level 2 Diploma in Maritime Studies: Workboats

  • submit a training record book for the interview underpinned by a training record book

Training record book (TRB) requirements

The apprentice must compile a training record book during the on-programme period of the apprenticeship. It should only contain evidence related to the KSBs that will be assessed by the interview. It will typically contain 15 discrete pieces of evidence. Evidence must be mapped against the KSBs. Evidence may be used to demonstrate more than one KSB; a qualitative as opposed to quantitative approach is suggested.

Evidence sources may include:

  • workplace documentation and records, for example:
    • workplace policies and procedures
    • masters’ reports
    • witness statements
    • annotated photographs
  • other documents or records that may provide evidence of unusual or major tasks undertaken e.g. dry docking or major engine repairs.

This is not a definitive list; other evidence sources can be included.

The TRB should not include reflective accounts or any methods of self-assessment. Any employer contributions should focus on direct observation of performance (for example, witness statements) rather than opinions. The evidence provided should be valid and attributable to the apprentice; the TRB should contain a statement from the employer and apprentice confirming this.

The EPAO should not assess the TRB directly as it underpins the interview. The independent assessor should review the TRB to prepare questions for the interview. They are not required to provide feedback after this review.

The apprentice must submit the gateway evidence to their EPAO, including any organisation specific policies and procedures requested by the EPAO.

Order of assessment methods

The assessment methods can be delivered in any order.

The result of one assessment method does not need to be known before starting the next.

Practical demonstration with questions

Overview

In a practical demonstration with questions, an independent assessor observes the apprentice completing a task or series of tasks set by the EPAO. The EPAO decides where it takes place. The assessment environment must closely relate to the apprentice’s natural working environment. It gives the apprentice the opportunity to demonstrate the KSBs mapped to this assessment method.

Rationale

This assessment method is being used because:

  • it is a holistic assessment method requiring the demonstration of knowledge, skills and behaviours.
  • small commercial vessels can be impacted by a variety of operational factors that make direct observation difficult to achieve.
  • this is a practical occupation best demonstrated through completing tasks in a real work setting. Questioning allows for the assessment of the breadth and depth of underpinning knowledge.

Delivery

The practical demonstration with questions must be structured to give the apprentice the opportunity to demonstrate the KSBs mapped to this assessment method to the highest available grade.

An independent assessor must conduct and assess the practical demonstration with questions.

The independent assessor must only observe one apprentice at a time to ensure quality and rigour. They must be as unobtrusive as possible.

The EPAO must give an apprentice 2 weeks' notice of the . practical demonstration with questions

The practical demonstration with questions must take 2 hours.

The independent assessor can increase the time of the practical demonstration with questions by up to 10%. This time is to allow the apprentice to complete a task or respond to a question if necessary.

The practical demonstration with questions cannot be split, other than for comfort breaks or to allow apprentices to move from one location to another. Where breaks occur, they will not count towards the total EPA time.

The EPAO must manage invigilation of the apprentice during the assessment, to maintain security of the EPA, in line with their malpractice policy. This includes breaks and moving between locations.

The independent assessor must explain to the apprentice the format and timescales of the practical demonstration with questions before it starts. This does not count towards the assessment time.

The independent assessor must observe the following during the practical demonstration:

The EPAO, following discussion with the employer regarding suitability, will agree on a vessel that the apprentice is familiar with as part of their normal place of work. The EPAO will manage predictability of the EPA by the apprentice not knowing in advance which vessel the practical demonstration will take place on. The vessel will typically be no more than 24 metres in length. The vessel will be berthed during the practical demonstration. The Master of the vessel will be on board but does not have an active role in the observation. The Master will ensure the overall safety of the vessel and compliance with any port requirements.

The independent assessor must observe the following tasks during the practical demonstration:

1. Simulated use and maintenance of lifesaving appliances (LSA) and firefighting equipment (FFE) (typically 35 minutes)

  • The apprentice must demonstrate the use of LSA and FFE equipment used on the vessel, including coordinating and responding to a simulated emergency situation.

2. Preparing a vessel to go to sea (typically 35 minutes)

  • The apprentice must undertake all of the preparations necessary to take a vessel to sea in line with their role. This includes the apprentice giving the independent assessor a vessel relevant safety brief.

3. Use of electronic charts, including checking vessel position (typically 25 minutes)

  • The apprentice must demonstrate how to fix the position using the on board electronic chart system (ECS) and electronic chart display and information systems (ECDIS).

4. Mooring and unmooring a small commercial vessel (typically 25 minutes)

  • The apprentice must carry out the mooring and unmooring of the vessel.

These activities provide the apprentice with the opportunity to demonstrate the KSBs mapped to this assessment method.

The independent assessor must ask questions. The purpose of the questions is to assess the apprentice's level of competence against the grading descriptors.

The independent assessor must keep accurate records of the assessment. They must record:

  • the KSBs observed
  • the apprentice’s answers to questions
  • KSBs demonstrated in answers to questions
  • the grade achieved

Assessment location

The practical demonstration with questions must take place in a simulated environment selected by the EPAO for example, a vessel owned by the employer. The simulated environment must relate to the apprentice’s natural work environment. Equipment and resources needed for the practical demonstration with questions are ultimately the responsibility of the EPAO. The EPAO should liaise with the employer who can provide these. The EPAO and employer must maintain the confidentiality of the setting for the simulated practical demonstration.

Question and resource development

The EPAO must develop a purpose-built assessment specification and question bank. It is recommended this is done in consultation with employers of this occupation. The EPAO must maintain the security and confidentiality of EPA materials when consulting with employers. The assessment specification and question bank must be reviewed at least once a year to ensure they remain fit-for-purpose.

The assessment specification must be relevant to the occupation and demonstrate how to assess the KSBs mapped to this assessment method. The EPAO must ensure that questions are refined and developed to a high standard. The questions must be unpredictable. A question bank of sufficient size will support this. 

The EPAO must ensure that the apprentice has a different set of tasks and questions in the case of re-sits and retakes, to minimise predictability.

The EPAO must produce the following materials to support the practical demonstration with questions:

  • independent assessor assessment materials which include:
    • training materials
    • administration materials
    • moderation and standardisation materials
    • guidance materials
    • grading guidance
    • question bank
  • EPA guidance for the apprentice and the employer

The EPAO must ensure that the EPA materials are subject to quality assurance procedures including standardisation and moderation.

Interview underpinned by a training record book

Overview

In the interview, an independent assessor asks the apprentice questions. It gives the apprentice the opportunity to demonstrate the KSBs mapped to this assessment method.

The apprentice can refer to and illustrate their answers with evidence from their training record book.

Rationale

This assessment method is being used because:

It allows for the assessment of KSBs that may not naturally occur during the practical observation with questions as described in the document.

It allows for the testing of responses when there may be a range of potential answers.

It is cost-effective, as whilst seeking assurance of competence across a range of KSBs, it does not require the independent assessor to directly observe all of them.

Delivery

The interview must be structured to give the apprentice the opportunity to demonstrate the KSBs mapped to this assessment method to the highest available grade.

An independent assessor must conduct and assess the interview.

The purpose is to assess the apprentice’s competence against the following themes:

  • contribute to vessel operations
  • contribute to maintaining a safe navigational watch
  • maintain steelwork and equipment on board a vessel
  • maintain personal health, safety, and environmental standards on board a vessel
  • take emergency action on board a vessel

The EPAO must give an apprentice 2 weeks' notice of the interview.

The independent assessor must have at least 2 weeks to review the supporting documentation.

The apprentice must have access to their training record book during the interview.

The apprentice can refer to and illustrate their answers with evidence from their training record book however, the training record book is not directly assessed.

The interview must last for 60 minutes. The independent assessor can increase the time of the interview by up to 10%. This time is to allow the apprentice to respond to a question if necessary.

The independent assessor must ask at least 6 questions. The independent assessor must use the questions from the EPAO’s question bank.

The independent assessor must make the grading decision.

The independent assessor must keep accurate records of the assessment. They must record:

  • the apprentice’s answers to questions
  • the KSBs demonstrated in answers to questions
  • the grade achieved 

Assessment location

The interview must take place in a suitable venue selected by the EPAO for example, the EPAO’s or employer’s premises.

The interview can be conducted by video conferencing. The EPAO must have processes in place to verify the identity of the apprentice and ensure the apprentice is not being aided.

The interview should take place in a quiet room, free from distractions and influence.

Question and resource development

The EPAO must develop a purpose-built assessment specification and question bank. It is recommended this is done in consultation with employers of this occupation. The EPAO must maintain the security and confidentiality of EPA materials when consulting with employers. The assessment specification and question bank must be reviewed at least once a year to ensure they remain fit-for-purpose.

The assessment specification must be relevant to the occupation and demonstrate how to assess the KSBs mapped to this assessment method. The EPAO must ensure that questions are refined and developed to a high standard. The questions must be unpredictable. A question bank of sufficient size will support this.

The EPAO must ensure that the apprentice has a different set of questions in the case of re-sits or re-takes.

The EPAO must produce the following materials to support the interview underpinned by a training record book:

  • independent assessor assessment materials which include:
    • training materials
    • administration materials
    • moderation and standardisation materials
    • guidance materials
    • grading guidance
    • question bank
  • EPA guidance for the apprentice and the employer

The EPAO must ensure that the EPA materials are subject to quality assurance procedures including standardisation and moderation.

Grading

Practical demonstration with questions

Fail - does not meet pass criteria

Theme
KSBs
Pass
Apprentices must demonstrate all of the pass descriptors
Vessel Operations
K1 K4 K17 K27 S1 S23 S26 S27 S31 B1

Prioritises health and safety and follows safe working practices to operate vessel equipment including main engines, pumps, emergency equipment and winches to achieve task objectives. (K1, K17, S1, S23, B1)

Moors and unmoors a vessel in line with vessel and task requirements, and organisational procedures. (K4, S26, S27)

Uses electronic navigational charts to fix and monitor vessel position in line with task requirements. (K27, S31)

 

Communications
K11 K29 K35 K38 S11 S21 S29

Uses vessel radio equipment to communicate with others using verbal communication techniques and maritime terminology to support task completion. (K11, K38, S11, S21)

Records information on paper or electronically in line with task and regulatory requirements. (K29, K35, S29)

 

Emergency Procedures
K14 K15 K40 S4 S6 S14

Operates lifesaving appliances (LSA) and firefighting equipment (FFE) in line with manufacturers' instructions. (K15, K40, S4,)

Co-ordinates and responds to an emergency situation in line with task requirements. (K14, S6, S14)

Health, Safety and Environmental Factors
K23 K30 K31 S2 S16 S22 S25 S28

Creates a safe means to board and disembark from a vessel and supports the safety of those on board in line with statutory and industry regulations. (S2, S16)

Completes security checks for persons boarding a vessel. (K23, S25)

Maintains lifesaving appliances (LSA) and fire fighting equipment in line with manufacturers' instructions. (FFE) (K31, S22)

Follows safe working practices under the organisational safety management system in line with requirements for their role and responsibilities. (K30, S28)

 

Interview underpinned by a training record book

Fail - does not meet pass criteria

Theme
KSBs
Pass
Apprentices must demonstrate all of the pass descriptors
Distinction
Apprentices must demonstrate all of the pass descriptors and all of the distinction descriptors
Contribute to vessel operations
K2 K3 K5 K6 K7 K8 K9 K12 K13 K18 K19 K21 K24 K37 K39 S7 S8 S9 S10 S12 S18 S19 S32 B2 B3

Explains how they perform deck operations as appropriate to the vessel type, on board equipment, and objectives in line with statutory and industry regulations for safe working on board a vessel. (K19, S12)

Explains the procedures when supporting diving operations and guard and survey duty, the principles of salvage work, different ways vessels contribute to construction at sea and the transfer of personnel and equipment. (K2, K3, K6, K7, K9)

Explains the setting up and recovery of all components of a towline and the minimum breaking load that applies to a towing set. (K12, K13)

Describes how they anchor a vessel in line with the vessel requirements. (K5, S10)

Explains how they steer a vessel in different marine environments and conditions maintaining stability, and how they manoeuvre a vessel to enable a recovery of ‘man overboard’ and the safe boarding of emergency services and authorities in line with vessel and company requirements. (K8, K21, S7, S8)

Explains how they prepare food on board in line with hygiene procedures for safe preparation of food on board vessels. (K18, S18)

Describes how they use information technology and digital systems and comply with GDPR and organisational cyber security regulations to support work tasks. (K24, S19)

Describes how they load and unload cargo and equipment using deck cranes in line with company requirements. (K37, S9)

Describes how they apply team working principles to meet their team's work goals and are flexible in dealing with new and changing situations. (K39, S32, B2, B3)

 

Justifies that actions they take when steering a vessel to maintain stability in different marine environments and conditions. (K8, K21, S7)

Explains the importance of following the correct methods for handling an anchor. (K5, S10)

Explains the importance of using the correct techniques for loading and unloading cargo. (K37, S9)

 

Contribute to maintaining a safe navigational watch
K25 K26 K28 K41 S20

Explains how they keep a safe navigational watch in line with the task and vessel requirements. (K41, S20)

Explains the use of weather forecasting, paper charts, tidal navigation techniques, and radar for position monitoring and collision avoidance. (K25, K26, K28) 

Justifies the actions they take to keep a safe navigational watch (K41, S20)

 

Maintain steelwork and equipment on board a vessel
K20 K22 S3 S13 S15

Describes how they contribute to maintaining vessel equipment and undertake running and emergency repairs in line with company requirements. (K22, S13, S15)

Describes how they maintain a vessel's weather and watertight integrity, taking necessary action if breached and the impact that external forces can have on a vessel ensuring any remedial action maintains the fitness-for purpose of the vessel. (K20, S3)

 

Justifies the actions they take to contribute to maintaining vessel equipment in line with company requirements (K22, S13)

 

Maintain personal health, safety, and environmental standards on board a vessel
K10 K32 K34 K36 S17 S24 S30 B4 B5 B6

Describes how they follow organisational policies to ensure their work supports the ethical principles of equity, diversity, and inclusion. (K32, S24, B6)

Follows procedures in line with environmental and sustainability regulations, standards, and guidance and actively protects the marine environment from pollution. Segregates resources for reuse, recycling and disposal. (K36, S30, B5)

Describes how vessels support aquaculture. (K10)

Describes how they recognise and respond to the signs of fatigue in self and others and show consideration and respect to others. (K34, S17, B4)

 

 

 

 

None.

Take emergency action on board a vessel
K16 K33 S5

Describes how they have (or would have) administered first aid in line with emergency first aid techniques and procedures. (K33, S5)

Describes how survival equipment carried on vessels is operated, for example, retrieval equipment in line with manufacturers' equipment. (K16)

 

 

None.

Overall EPA grading

Performance in the EPA determines the overall grade of:

  • fail

  • pass

  • distinction

An independent assessor must individually grade the practical demonstration with questions and interview underpinned by a training record book in line with this EPA plan.

The EPAO must combine the individual assessment method grades to determine the overall EPA grade.

If the apprentice fails one assessment method or more, they will be awarded an overall fail.

To achieve an overall pass, the apprentice must achieve at least a pass in all the assessment methods. Apprentices must pass the practical demonstration with questions and gain a distinction in the interview underpinned by a training record book (trb) to gain an overall distinction.

Grades from individual assessment methods must be combined in the following way to determine the grade of the EPA overall.

Practical demonstration with questions Interview underpinned by a training record book Overall Grading
Fail Fail Fail
Fail Any grade Fail
Any grade Fail Fail
Pass Pass Pass
Pass Distinction Distinction

Re-sits and re-takes

If the apprentice fails one assessment method or more, they can take a re-sit or a re-take at their employer’s discretion. The apprentice’s employer needs to agree that a re-sit or re-take is appropriate. A re-sit does not need further learning, whereas a re-take does. The apprentice should have a supportive action plan to prepare for a re-sit or a re-take.

The employer and the EPAO should agree the timescale for a re-sit or re-take. A re-sit is typically taken within 6 months of the EPA outcome notification. The timescale for a re-take is dependent on how much re-training is required and is typically taken within 6 months of the EPA outcome notification.

Failed assessment methods must be re-sat or re-taken within a 6-month period from the EPA outcome notification, otherwise the entire EPA will need to be re-sat or re-taken in full.

Re-sits and re-takes are not offered to an apprentice wishing to move from pass to a higher grade.

The apprentice will get a maximum EPA grade of pass for a re-sit or re-take, unless the EPAO determines there are exceptional circumstances.

Roles and responsibilities

Roles Responsibilities

Apprentice

As a minimum, the apprentice should:

  • complete on-programme training to meet the KSBs as outlined in the apprenticeship standard for a minimum of 12 months
  • complete the required amount of off-the-job training specified by the apprenticeship funding rules and as arranged by the employer and training provider
  • understand the purpose and importance of EPA
  • prepare for and undertake the EPA including meeting all gateway requirements
  • ensure that all supporting evidence required at the gateway is submitted in line with this EPA plan

Employer

As a minimum, the apprentice's employer must:

  • select the EPAO and training provider
  • work with the training provider (where applicable) to support the apprentice in the workplace and to provide the opportunities for the apprentice to develop the KSBs
  • arrange and support off-the-job training to be undertaken by the apprentice 
  • decide when the apprentice is working at or above the apprenticeship standard and is ready for EPA
  • ensure the apprentice is prepared for the EPA
  • ensure that all supporting evidence required at the gateway is submitted in line with this EPA plan
  • confirm arrangements with the EPAO for the EPA (who, when, where) in a timely manner
  • provide the EPAO with access to any employer-specific documentation as required for example, company policies
  • ensure that the EPA is scheduled with the EPAO for a date and time which allows appropriate opportunity for the apprentice to meet the KSBs
  • ensure the apprentice is given sufficient time away from regular duties to prepare for, and complete the EPA
  • ensure that any required supervision during the EPA period, as stated within this EPA plan, is in place
  • ensure the apprentice has access to the resources used to fulfil their role and carry out the EPA for workplace based assessments
  • remain independent from the delivery of the EPA
  • pass the certificate to the apprentice upon receipt

EPAO

As a minimum, the EPAO must:

  • conform to the requirements of this EPA plan and deliver its requirements in a timely manner
  • conform to the requirements of the RoEPAO
  • conform to the requirements of the external quality assurance provider (EQAP)
  • understand the apprenticeship including the occupational standard and EPA plan 
  • make all necessary contractual arrangements including agreeing the price of the EPA
  • develop and produce assessment materials including specifications and marking materials (for example mark schemes, practice materials, training material)
  • maintain and apply a policy for the declaration and management of conflict of interests and independence. This must ensure, as a minimum, there is no personal benefit or detriment for those delivering the EPA or from the result of an assessment. It must cover:
    • apprentices
    • employers
    • independent assessors
    • any other roles involved in delivery or grading of the EPA
  • have quality assurance systems and procedures that ensure fair, reliable and consistent assessment and maintain records of internal quality assurance (IQA) activity for external quality assurance (EQA) purposes
  • appoint independent, competent, and suitably qualified assessors in line with the requirements of this EPA plan
  • appoint administrators, invigilators and any other roles where required to facilitate the EPA
  • deliver induction, initial and on-going training for all their independent assessors and any other roles involved in the delivery or grading of the EPA as specified within this EPA plan. This should include how to record the rationale and evidence for grading decisions where required 
  • conduct standardisation with all their independent assessors before allowing them to deliver an EPA, when the EPA is updated, and at least once a year 
  • conduct moderation across all of their independent assessors decisions once EPAs have started according to a sampling plan, with associated risk rating of independent assessors 
  • monitor the performance of all their independent assessors and provide additional training where necessary 
  • develop and provide assessment recording documentation to ensure a clear and auditable process is in place for providing assessment decisions and feedback to all relevant stakeholders 
  • use language in the development and delivery of the EPA that is appropriate to the level of the apprenticeship
  • arrange for the EPA to take place in a timely manner, in consultation with the employer
  • provide information, advice, and guidance documentation to enable apprentices, employers and training providers to prepare for the EPA
  • confirm the gateway requirements have been met before they start the EPA for an apprentice
  • host the EPA or make suitable alternative arrangements
  • maintain the security of the EPA including, but not limited to, verifying the identity of the apprentice, invigilation and security of materials
  • where the EPA plan permits assessment away from the workplace, ensure that the apprentice has access to the required resources and liaise with the employer to agree this if necessary
  • confirm overall grade awarded
  • maintain and apply a policy for conducting appeals

Independent assessor

As a minimum, an independent assessor must: 

  • be independent, with no conflict of interest with the apprentice, their employer or training provider, specifically, they must not receive a personal benefit or detriment from the result of the assessment
  • have, maintain and be able to evidence up-to-date knowledge and expertise of the occupation
  • have the competence to assess the EPA and meet the requirements of the IQA section of this EPA plan
  • understand the apprenticeship’s occupational standard and EPA plan
  • attend induction and standardisation events before they conduct an EPA for the first time, when the EPA is updated, and at least once a year
  • use language in the delivery of the EPA that is appropriate to the level of the apprenticeship
  • work with other personnel, where used, in the preparation and delivery of assessment methods
  • conduct the EPA to assess the apprentice against the KSBs and in line with the EPA plan
  • make final grading decisions in line with this EPA plan
  • record and report assessment outcome decisions
  • comply with the IQA requirements of the EPAO
  • comply with external quality assurance (EQA) requirements

Training provider

As a minimum, the training provider must: 

  • conform to the requirements of the register of apprenticeship training providers (RoATP)
  • ensure procedures are in place to mitigate against any conflict of interest
  • work with the employer and support the apprentice during the off-the-job training to provide the opportunities to develop the KSBs as outlined in the occupational standard
  • deliver training to the apprentice as outlined in their apprenticeship agreement
  • monitor the apprentice’s progress during any training provider led on-programme learning
  • ensure the apprentice is prepared for the EPA
  • advise the employer, upon request, on the apprentice’s readiness for EPA
  • ensure that all supporting evidence required at the gateway is submitted in line with this EPA plan
  • remain independent from the delivery of the EPA

Reasonable adjustments

The EPAO must have reasonable adjustments arrangements for the EPA.

This should include:

  • how an apprentice qualifies for reasonable adjustment
  • what reasonable adjustments may be made

Adjustments must maintain the validity, reliability and integrity of the EPA as outlined in this EPA plan.

Internal quality assurance

Internal quality assurance refers to the strategies, policies and procedures that an EPAO must have in place to ensure valid, consistent and reliable EPA decisions.

EPAOs for this EPA must adhere to the requirements within the roles and responsibilities table.

They must also appoint independent assessors who:

  • have recent relevant experience of the occupation or sector to at least occupational level 3 gained in the last 2 years or significant experience of the occupation or sector

Value for money

Affordability of the EPA will be aided by using at least some of the following:

  • utilising digital remote platforms to conduct applicable assessment methods
  • using the employer’s premises
  • conducting assessment methods on the same day

Professional recognition

This apprenticeship is not aligned to professional recognition.

KSB mapping table

Knowledge Assessment methods
K1

Operating procedures for the equipment that is used on vessels, for example main engines, pumps and winches.

Back to Grading
Practical demonstration with questions
K2

Procedures when providing support to diving operations.

Back to Grading
Interview underpinned by a training record book
K3

The principles of salvage work.

Back to Grading
Interview underpinned by a training record book
K4

Methods for laying and recovering moorings.

Back to Grading
Practical demonstration with questions
K5

Anchor handling methods.

Back to Grading
Interview underpinned by a training record book
K6

The different ways in which vessels contribute to construction work at sea.

Back to Grading
Interview underpinned by a training record book
K7

Transfer of personnel and equipment: ship to ship, ship to shore, use of vessels, crew responsibilities.

Back to Grading
Interview underpinned by a training record book
K8

Ship manoeuvring: steering systems and their functions, avoiding and navigating locks, docks and bridges.

Back to Grading
Interview underpinned by a training record book
K9

Guard and survey duty procedures.

Back to Grading
Interview underpinned by a training record book
K10

How vessels support aquaculture.

Back to Grading
Interview underpinned by a training record book
K11

Radio communication methods and their application.

Back to Grading
Practical demonstration with questions
K12

Setting up and recovery of a towline, including all components (wire, shackles, swivel, delta plate, stretcher, bridles).

Back to Grading
Interview underpinned by a training record book
K13

The Minimum Breaking Load that applies to a towing set.

Back to Grading
Interview underpinned by a training record book
K14

Emergency procedures, applicable to vessel environments and locations.

Back to Grading
Practical demonstration with questions
K15

Survival techniques in water, including the use of LSA and PPE, for example, lifejacket usage, boarding survival craft, operate location devices.

Back to Grading
Practical demonstration with questions
K16

Operation of survival equipment carried on vessels, for example, retrieval equipment.

Back to Grading
Interview underpinned by a training record book
K17

Techniques for safe working practices across small commercial vessel operations. For example, crane operations, international signalling system.

Back to Grading
Practical demonstration with questions
K18

Hygiene procedures for the safe preparation of meals on board.

Back to Grading
Interview underpinned by a training record book
K19

Statutory and industry regulations for safe working on board a vessel, for example, The Workboat Code, International Regulations for the Prevention of Collisions at Sea.

Back to Grading
Interview underpinned by a training record book
K20

The impact of external forces on a vessel such as sea state, swell and wind.

Back to Grading
Interview underpinned by a training record book
K21

The basic stability of a vessel and the factors which may affect it, for example, distribution of cargo and fuel.

Back to Grading
Interview underpinned by a training record book
K22

Maintenance techniques for vessel equipment.

Back to Grading
Interview underpinned by a training record book
K23

The security regulations and processes of challenge and identification checks for any person boarding a vessel.

Back to Grading
Practical demonstration with questions
K24

Information technology and digital systems for example computer based recording systems and navigation equipment. GDPR and cyber security regulations.

Back to Grading
Interview underpinned by a training record book
K25

Paper chart work and tidal navigation techniques.

Back to Grading
Interview underpinned by a training record book
K26

Radar use for position monitoring and collision avoidance techniques.

Back to Grading
Interview underpinned by a training record book
K27

Electronic chart use for position monitoring.

Back to Grading
Practical demonstration with questions
K28

Principles and use of weather forecast and general terms.

Back to Grading
Interview underpinned by a training record book
K29

Code vessel paperwork to ensure regulatory compliance.

Back to Grading
Practical demonstration with questions
K30

Own responsibilities under the organisational safety management system (SMS).

Back to Grading
Practical demonstration with questions
K31

Maintenance of survival equipment carried on vessels, for example, retrieval equipment.

Back to Grading
Practical demonstration with questions
K32

Principles of equity, diversity, and inclusion in the workplace. Unconscious bias.

Back to Grading
Interview underpinned by a training record book
K33

Emergency first aid techniques and procedures.

Back to Grading
Interview underpinned by a training record book
K34

The signs of fatigue in themselves and others and how to recognise them.

Back to Grading
Interview underpinned by a training record book
K35

Documentation: methods and requirements - electronic and paper.

Back to Grading
Practical demonstration with questions
K36

Environmental and sustainability regulations and guidance. Environmental hazards that can arise from small commercial vessel operations.

Back to Grading
Interview underpinned by a training record book
K37

Loading and unloading cargo and equipment using a deck crane.

Back to Grading
Interview underpinned by a training record book
K38

Verbal communication techniques and maritime terminology.

Back to Grading
Practical demonstration with questions
K39

Principles of team working.

Back to Grading
Interview underpinned by a training record book
K40

Fire fighting equipment (FFE) carried on vessels, for example, manual and mechanical fire pumps, the use of fixed fire systems, and fire alarms.

Back to Grading
Practical demonstration with questions
K41

Capabilities techniques for keeping a safe navigational watch.

Back to Grading
Interview underpinned by a training record book
Skill Assessment methods
S1

Operate vessel equipment including main engines, pumps, emergency equipment and winches.

Back to Grading
Practical demonstration with questions
S2

Support the safety of those on board, for example, passengers, technicians and other crew.

Back to Grading
Practical demonstration with questions
S3

Maintain a vessel's weather and watertight integrity and take necessary action if breached.

Back to Grading
Interview underpinned by a training record book
S4

Operate life saving appliances (LSA) and firefighting equipment (FFE).

Back to Grading
Practical demonstration with questions
S5

Administer emergency first aid.

Back to Grading
Interview underpinned by a training record book
S6

Coordinate a response to an emergency situation.

Back to Grading
Practical demonstration with questions
S7

Steer a vessel in different marine environments, for example, maintain and alter course when required to do so, taking into account local environment and conditions.

Back to Grading
Interview underpinned by a training record book
S8

Manoeuvre a vessel to enable recovery of "man overboard" and the safe boarding of emergency services and authorities.

Back to Grading
Interview underpinned by a training record book
S9

Load and unload cargo and equipment using deck cranes, for example, the correct slinging of loads, use of international signalling methods and correct stowage of dangerous goods.

Back to Grading
Interview underpinned by a training record book
S10

Anchor a vessel.

Back to Grading
Interview underpinned by a training record book
S11

Communicate with others verbally using maritime terminology for example, colleagues and stakeholders.

Back to Grading
Practical demonstration with questions
S12

Perform deck operations as appropriate to the vessel type, and on board equipment, for example, plough dredging, survey activities, setting up a tow, recovery of towline in adverse weather conditions, transfer of personnel and equipment.

Back to Grading
Interview underpinned by a training record book
S13

Contribute to maintaining vessel equipment including main engines, pumps, emergency equipment and winches

Back to Grading
Interview underpinned by a training record book
S14

Respond to emergency situations, for example, deploying life rafts, deploying man overboard equipment, using emergency towlines.

Back to Grading
Practical demonstration with questions
S15

Undertake running and emergency repairs.

Back to Grading
Interview underpinned by a training record book
S16

Create a safe means to board and disembark from a vessel.

Back to Grading
Practical demonstration with questions
S17

Recognise and respond to the signs of fatigue in self and others.

Back to Grading
Interview underpinned by a training record book
S18

Prepare food on board.

Back to Grading
Interview underpinned by a training record book
S19

Use information and digital technology. Comply with GDPR and cyber security regulations.

Back to Grading
Interview underpinned by a training record book
S20

Keep a safe navigational watch

Back to Grading
Interview underpinned by a training record book
S21

Use vessel radio equipment.

Back to Grading
Practical demonstration with questions
S22

Maintain lifesaving appliances (LSA) and firefighting equipment (FFE)

Back to Grading
Practical demonstration with questions
S23

Follow safe working practices.

Back to Grading
Practical demonstration with questions
S24

Apply equity, diversity and inclusion policies.

Back to Grading
Interview underpinned by a training record book
S25

Complete security checks for persons boarding a vessel

Back to Grading
Practical demonstration with questions
S26

Moor a vessel.

Back to Grading
Practical demonstration with questions
S27

Unmoor a vessel.

Back to Grading
Practical demonstration with questions
S28

Follow safe working practices under the organisational safety management system (SMS)

Back to Grading
Practical demonstration with questions
S29

Record or enter information - electronic or paper based, for example, risk assessments, equipment service records, handover documents and manufacturers' documentation, work sheets, checklists.

Back to Grading
Practical demonstration with questions
S30

Follow procedures in line with environmental and sustainability regulations, standards, and guidance. Segregate resources for reuse, recycling and disposal.

Back to Grading
Interview underpinned by a training record book
S31

Use electronic navigational charts to fix the vessels position.

Back to Grading
Practical demonstration with questions
S32

Apply team working principles

Back to Grading
Interview underpinned by a training record book
Behaviour Assessment methods
B1

Prioritise health and safety.

Back to Grading
Practical demonstration with questions
B2

Flexible in dealing with new and changing situations.

Back to Grading
Interview underpinned by a training record book
B3

Team-focus to meet work goals.

Back to Grading
Interview underpinned by a training record book
B4

Consideration and respectful of others, including, those who need to sleep whilst others are awake.

Back to Grading
Interview underpinned by a training record book
B5

Actively protects the marine environment from pollution

Back to Grading
Interview underpinned by a training record book
B6

Act ethically

Back to Grading
Interview underpinned by a training record book

Mapping of KSBs to grade themes

Practical demonstration with questions

KSBS GROUPED BY THEME Knowledge Skills Behaviour
Vessel Operations
K1 K4 K17 K27
S1 S23 S26 S27 S31
B1

Operating procedures for the equipment that is used on vessels, for example main engines, pumps and winches. (K1)

Methods for laying and recovering moorings. (K4)

Techniques for safe working practices across small commercial vessel operations. For example, crane operations, international signalling system. (K17)

Electronic chart use for position monitoring. (K27)

Operate vessel equipment including main engines, pumps, emergency equipment and winches. (S1)

Follow safe working practices. (S23)

Moor a vessel. (S26)

Unmoor a vessel. (S27)

Use electronic navigational charts to fix the vessels position. (S31)

Prioritise health and safety. (B1)

Communications
K11 K29 K35 K38
S11 S21 S29

Radio communication methods and their application. (K11)

Code vessel paperwork to ensure regulatory compliance. (K29)

Documentation: methods and requirements - electronic and paper. (K35)

Verbal communication techniques and maritime terminology. (K38)

Communicate with others verbally using maritime terminology for example, colleagues and stakeholders. (S11)

Use vessel radio equipment. (S21)

Record or enter information - electronic or paper based, for example, risk assessments, equipment service records, handover documents and manufacturers' documentation, work sheets, checklists. (S29)

None

Emergency Procedures
K14 K15 K40
S4 S6 S14

Emergency procedures, applicable to vessel environments and locations. (K14)

Survival techniques in water, including the use of LSA and PPE, for example, lifejacket usage, boarding survival craft, operate location devices. (K15)

Fire fighting equipment (FFE) carried on vessels, for example, manual and mechanical fire pumps, the use of fixed fire systems, and fire alarms. (K40)

Operate life saving appliances (LSA) and firefighting equipment (FFE). (S4)

Coordinate a response to an emergency situation. (S6)

Respond to emergency situations, for example, deploying life rafts, deploying man overboard equipment, using emergency towlines. (S14)

None

Health, Safety and Environmental Factors
K23 K30 K31
S2 S16 S22 S25 S28

The security regulations and processes of challenge and identification checks for any person boarding a vessel. (K23)

Own responsibilities under the organisational safety management system (SMS). (K30)

Maintenance of survival equipment carried on vessels, for example, retrieval equipment. (K31)

Support the safety of those on board, for example, passengers, technicians and other crew. (S2)

Create a safe means to board and disembark from a vessel. (S16)

Maintain lifesaving appliances (LSA) and firefighting equipment (FFE) (S22)

Complete security checks for persons boarding a vessel (S25)

Follow safe working practices under the organisational safety management system (SMS) (S28)

None

Interview underpinned by a training record book

KSBS GROUPED BY THEME Knowledge Skills Behaviour
Contribute to vessel operations
K2 K3 K5 K6 K7 K8 K9 K12 K13 K18 K19 K21 K24 K37 K39
S7 S8 S9 S10 S12 S18 S19 S32
B2 B3

Procedures when providing support to diving operations. (K2)

The principles of salvage work. (K3)

Anchor handling methods. (K5)

The different ways in which vessels contribute to construction work at sea. (K6)

Transfer of personnel and equipment: ship to ship, ship to shore, use of vessels, crew responsibilities. (K7)

Ship manoeuvring: steering systems and their functions, avoiding and navigating locks, docks and bridges. (K8)

Guard and survey duty procedures. (K9)

Setting up and recovery of a towline, including all components (wire, shackles, swivel, delta plate, stretcher, bridles). (K12)

The Minimum Breaking Load that applies to a towing set. (K13)

Hygiene procedures for the safe preparation of meals on board. (K18)

Statutory and industry regulations for safe working on board a vessel, for example, The Workboat Code, International Regulations for the Prevention of Collisions at Sea. (K19)

The basic stability of a vessel and the factors which may affect it, for example, distribution of cargo and fuel. (K21)

Information technology and digital systems for example computer based recording systems and navigation equipment. GDPR and cyber security regulations. (K24)

Loading and unloading cargo and equipment using a deck crane. (K37)

Principles of team working. (K39)

Steer a vessel in different marine environments, for example, maintain and alter course when required to do so, taking into account local environment and conditions. (S7)

Manoeuvre a vessel to enable recovery of "man overboard" and the safe boarding of emergency services and authorities. (S8)

Load and unload cargo and equipment using deck cranes, for example, the correct slinging of loads, use of international signalling methods and correct stowage of dangerous goods. (S9)

Anchor a vessel. (S10)

Perform deck operations as appropriate to the vessel type, and on board equipment, for example, plough dredging, survey activities, setting up a tow, recovery of towline in adverse weather conditions, transfer of personnel and equipment. (S12)

Prepare food on board. (S18)

Use information and digital technology. Comply with GDPR and cyber security regulations. (S19)

Apply team working principles (S32)

Flexible in dealing with new and changing situations. (B2)

Team-focus to meet work goals. (B3)

Contribute to maintaining a safe navigational watch
K25 K26 K28 K41
S20

Paper chart work and tidal navigation techniques. (K25)

Radar use for position monitoring and collision avoidance techniques. (K26)

Principles and use of weather forecast and general terms. (K28)

Capabilities techniques for keeping a safe navigational watch. (K41)

Keep a safe navigational watch (S20)

None

Maintain steelwork and equipment on board a vessel
K20 K22
S3 S13 S15

The impact of external forces on a vessel such as sea state, swell and wind. (K20)

Maintenance techniques for vessel equipment. (K22)

Maintain a vessel's weather and watertight integrity and take necessary action if breached. (S3)

Contribute to maintaining vessel equipment including main engines, pumps, emergency equipment and winches (S13)

Undertake running and emergency repairs. (S15)

None

Maintain personal health, safety, and environmental standards on board a vessel
K10 K32 K34 K36
S17 S24 S30
B4 B5 B6

How vessels support aquaculture. (K10)

Principles of equity, diversity, and inclusion in the workplace. Unconscious bias. (K32)

The signs of fatigue in themselves and others and how to recognise them. (K34)

Environmental and sustainability regulations and guidance. Environmental hazards that can arise from small commercial vessel operations. (K36)

Recognise and respond to the signs of fatigue in self and others. (S17)

Apply equity, diversity and inclusion policies. (S24)

Follow procedures in line with environmental and sustainability regulations, standards, and guidance. Segregate resources for reuse, recycling and disposal. (S30)

Consideration and respectful of others, including, those who need to sleep whilst others are awake. (B4)

Actively protects the marine environment from pollution (B5)

Act ethically (B6)

Take emergency action on board a vessel
K16 K33
S5

Operation of survival equipment carried on vessels, for example, retrieval equipment. (K16)

Emergency first aid techniques and procedures. (K33)

Administer emergency first aid. (S5)

None

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Contact us about this apprenticeship

Employers involved in creating the standard: Dart Harbour, Isles of Scilly Steamship Group, Harwich Haven Authority, Plymouth Port (Cattewater Harbour Commissioners), Portland Harbour Authority, Silverline Cruises (Brixham Pilot), Teignmouth Maritime Services, Brightlingsea Harbour Commissioners, Manor Renewables Energy, Jenkins Marine, Williams Shipping, Seacat Services, Veolia, Red Funnel, Cowes Harbour Commission, SMS Towage, Carmet Tug Company, Seagrown, SeaRegs

Version log

Version Change detail Earliest start date Latest start date Latest end date
1.1 Occupational standard, end-point assessment plan and funding band revised 27/11/2023 Not set Not set
1.0 Approved for delivery 07/08/2018 26/11/2023 Not set

Crown copyright © 2024. You may re-use this information (not including logos) free of charge in any format or medium, under the terms of the Open Government Licence. Visit www.nationalarchives.gov.uk/doc/open-government-licence

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